Search for: "Citigroup Global Markets Corp."
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11 Nov 2013, 12:42 pm
Bank National Association, acting in its capacity as trustee for Citigroup Mortgage Loan Trust 2007-AHL2, filed a lawsuit in the Supreme Court for the State of New York against Citigroup Global Markets Realty Corp. [read post]
4 Feb 2013, 7:29 am
On January 24, Impac Funding Corp. settled a lawsuit brought by Citigroup Global Markets Inc. alleging violations of Sections 18 and 20 of the Securities Exchange Act and negligent misrepresentation based on alleged misstatements in the Pooling and Servicing Agreement for an RMBS trust. [read post]
20 Mar 2015, 1:39 pm
Citigroup Global Markets Realty Corp., No. 1:13-cv-06989 (S.D.N.Y. [read post]
21 Nov 2014, 7:01 am
Bank’s repurchase claims against Citigroup Global Markets Realty Corp. [read post]
22 Apr 2009, 6:14 am
Braintree's suit was filed against Citigroup Global Markets, Inc. and Citi Smith Barney in the U. [read post]
12 Jun 2014, 5:00 am
Citigroup Global Markets, Inc., 827 F.Supp.2d 328, 335 (S.D.N.Y., Nov. 28, 2011)). [read post]
18 Jun 2007, 1:25 am
Citigroup Global Markets Inc is being charged $3 million by NASD to settle charges connected to misleading materials it allegedly gave Bellsouth employees during retirement meetings and seminars held in North Carolina and South Carolina. [read post]
29 Nov 2011, 12:52 pm
Citigroup Global Markets Inc., 11-cv-7387, U.S. [read post]
30 Dec 2011, 3:17 pm
Citigroup Global Markets, Inc., 11 Civ. 7387, Dec. 27, 2012, (memorandum order). [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
20 Aug 2012, 10:10 am
Citigroup Global Markets, Inc., 11-5227-CV, CA-2)In March of this year, a Second Circuit panel stayed the district court proceedings after concluding that the SEC and Citigroup have a strong likelihood of success in their appeal of and effort to overturn the district court’s ruling. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
3 Jan 2012, 10:32 am
Citigroup Global Markets, Inc. was discussed in some detail in our Top 10 piece last Friday. [read post]
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
29 Apr 2019, 12:55 pm
The defendants are Bank of America NA, Barclays Capital, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities, JPMorgan Securities, HSBS Bank Plc, HSBC Securities, JP Morgan Chase Bank, TD Securities, Nomura Securities International Inc., and Merrill Lynch, Pierce, Fenner & Smith. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
5 Mar 2009, 12:06 pm
., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that were collateralized by Wells Fargo Bank, NA. [read post]
10 Aug 2012, 3:13 pm
European and US regulators have been looking into whether a number of financial institutions rigged LIBOR, which is considered the global benchmark interest rate for banks to borrow from other banks in the London interbank market. [read post]
26 Nov 2019, 7:12 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Clay, Nathaniel Laidlaw & Company (UK) LTD National Securities Corp Gennity, William First Standard Financial Company Alexander Capital Germano, Anthony Wells Fargo Advisors Financial Network … [read post]
13 Oct 2009, 11:40 am
That asset secured a $15 million loan from Citigroup Global Markets Realty Corp. [read post]
